Access Control: limit information system access to authorized users, processes acting on behalf of authorized users, or devices (including other information systems) and to the types of transactions and functions that authorized users are permitted to exercise.
Audit and Accountability: (i) create, protect, and retain information system audit records to the extent needed to enable the monitoring, analysis, investigation, and reporting of unlawful, unauthorized, or inappropriate information system activity; and (ii) ensure that the actions of individual information system users can be uniquely traced to those users so they can be held accountable for their actions.
Awareness and Training: ensuring that: (i) managers and users of information systems are made aware of the security risks associated with their activities and of the applicable laws, Executive Orders, directives, policies, standards, instructions, regulations, or procedures related to the security of information systems; and (ii) that personnel are adequately trained to carry out their assigned information security-related duties and responsibilities.
Configuration Management: Organizations must: (i) establish and maintain baseline configurations and inventories of information systems (including hardware, software, firmware, and documentation) throughout the respective system development life cycles; and (ii) establish and enforce security configuration settings for information technology products employed in information systems.
Contingency Planning: establish, maintain, and effectively implement plans for emergency response, backup operations, and post-disaster recovery for information systems to ensure the availability of critical information resources and continuity of operations in emergency situations.
Identification and Authentication: identify information system users, processes acting on behalf of users, or devices and authenticate (or verify) the identities of those users, processes, or devices, as a prerequisite to allowing access to information systems.
Incident Response: (i) establish an operational incident handling capability for information systems that includes adequate preparation, detection, analysis, containment, recovery, and user response activities; and (ii) track, document, and report incidents to appropriate officials and/or authorities.
Maintenance: (i) perform periodic and timely maintenance on information systems; and (ii) provide effective controls on the tools, techniques, mechanisms, and personnel used to conduct information system maintenance.
Media Protection: (i) protect information system media, both paper and digital; (ii) limit access to information on information system media to authorized users; and (iii) sanitize or destroy information system media before disposal or release for reuse.
Personnel Security: (i) ensure that individuals occupying positions of responsibility within organizations (including third-party service providers) are trustworthy and meet established security criteria for those positions; (ii) ensure that information systems are protected during and after personnel actions such as terminations and transfers; and (iii) employ formal sanctions for personnel failing to comply with security policies and procedures.
Physical and Environmental Protection: (i) limit physical access to information systems, equipment, and the respective operating environments to authorized individuals; (ii) protect the physical plant and support infrastructure for information systems; (iii) provide supporting utilities for information systems; (iv) protect information systems against environmental hazards; and (v) provide appropriate environmental controls in facilities containing information systems.
Planning: develop, document, periodically update, and implement security plans for information systems that describe the security controls in place or planned for the information systems and the rules of behavior for individuals accessing the information systems.
Privacy: the ability of an individual to seclude personally identifiable information (PII) and thereby express themselves selectively.
Risk Assessment: periodically assess the risk to operations (including mission, functions, image, or reputation), assets, and individuals, resulting from the operation of information systems and the associated processing, storage, or transmission of organizational information.
Security Assessment and Authorization: Organizations must: (i) periodically assess the security controls in information systems to determine if the controls are effective in their application; (ii) develop and implement plans of action designed to correct deficiencies and reduce or eliminate vulnerabilities in information systems; (iii) authorize the operation of information systems and any associated information system connections; and (iv) monitor information system security controls on an ongoing basis to ensure the continued effectiveness of the controls.
System and Communications Protection: (i) monitor, control, and protect organizational communications (i.e., information transmitted or received by information systems) at the external boundaries and key internal boundaries of the information systems; and (ii) employ architectural designs, software development techniques, and systems engineering principles that promote effective information security within organizational information systems.
System and Information Integrity: (i) identify, report, and correct information and information system flaws in a timely manner; (ii) provide protection from malicious code at appropriate locations within information systems; and (iii) monitor information system security alerts and advisories and take appropriate actions in response.
System and Services Acquisition: (i) allocate sufficient resources to adequately protect information systems; (ii) employ system development life cycle processes that incorporate information security considerations; (iii) employ software usage and installation restrictions; and (iv) ensure that third-party providers employ adequate security measures to protect information, applications, and/or services outsourced from the organization